The review of user access rights to see if they are proper and correspond to the organization's internal rules and compliance standards is known as access recertification audit.
An audit can be considered as a project with a start date and end date. We might want to audit or certify multiple items using an audit. For example, in a Q1 audit you might want to certify, an external partner, identify as well as a member of certain high-risk management roles. These items are specified in one or more recertification policies. As a project might have multiple deliverables an audit can have multiple recertification policies associated with it. We can create recertification policies of different types in the EmpowerID system and these policies are reusable.
The person validity recertification is a method of determining whether or not the person is still required. Certain actions must be made if the persons are no longer required. In other words, a person validity recertification policy is to certify whether a person should exist or not.
Note: For the recertification to work in EmpowerID, certain prerequisites must exist.
To create an audit
On the navbar, expand Compliance and select Recertification.
Select the Audits tab on the Recertification page and click + icon to Create Audit.
Enter the name, display name, and description.
Select location from the location tree.
Select the audit owner
Select the started date and due date
Click on the Save button.
Click on the '+' icon to add the recertification policy on the audit details page.
Select the recertification policy from the recertification dropdown.
Select the fall-back assignee and click on Save.
Click on the 'Enable' checkbox for the audit and click on the Save button.
Navigate to the audit tab and search for the above audit.
The audit is displayed in the list.
Compilation status shows as Compilation completed. Business Request = No of the Group in the recertification policy.
Validate that these Business Requests are visible in MyTasksLogin to MyTasks (Tasks and Requests -->My Task App)
In the top left, filter by 'All Requests'
Search by the Audit Name
Validate that any of the potential approvers of the business requests can action itLogin to MyTasks -> In the top left, filter by 'To Do' -> Search by the Audit Name.
Click on the Business Request details -> In the decision dropdown following options are available.
a. 'Certify' any of the Business request items
d. Disable any of the Business request items
C. Delete any of the Business request items
Validate that fulfillment runs successfully for the business requestsClick on the link below the name of the business request in the above image.
It will open a pop-up window.
Verify that the Fulfilment status is “Fulfilment Succeeded.”
Note: You can also check the fulfillment status of a business request under Request Item Tracking.
Validate that based on the decisions made on the business requests, the person validity should reflect respectivelyIn EmpowerID, Navigate to Identity Administration -> People-> Search for the Person configured on the recertification policy.
If Person validity is certified-> then the person should still exist.
If Person validity is disabled->, then the person of the user should not exist anymore.
Related
Check Fulfillment Status of a Business Request